Sr. Regional Manager, Schwab Wealth Advisory

Company: Charles Schwab Corporation
Location: Orlando
Posted on: April 17, 2025

Job Description:

Your OpportunityInvestor Advice Solutions consists of Schwab Wealth Advisory, Centralized Service & Operations, and Wealth Strategies Consulting Group. Schwab Wealth Advisory is a premier, fee-based and non-discretionary investment advisory solution providing clients with a personal relationship, specialized service, and ongoing advice built on Schwab's approach to investing. The Centralized Service & Operations group supports Fixed Income and Schwab Wealth Advisory clients as the client-facing phone teams. The Wealth Strategies Consulting Group addresses complex wealth management needs of clients through our Planning and Wealth Strategy teams. Additionally, they provide specialized products to meet income generation, risk mitigation, and liquidity needs.As a Senior Regional Manager, you will coach and counsel a team of 10-12 Wealth Advisors and Associate Wealth Advisors in a collaborative environment designed to both grow and support the client base they serve.We value integrity, open communication, strong market knowledge, and a passion for client service. If you want to work with a firm that is dynamic, client-focused, invests in your growth, and values your contributions, consider a career as a Senior Regional Manager.What you haveWhat you are good at:

• Motivating: As a leader, you will inspire your team by providing support and championing the collaborative Schwab culture.
• Building collaborative relationships: You will build and foster relationships with internal partners as well as clients. Internal partners will include Branch Managers, Regional Branch Executives, and Directors within the Investor Advice Solutions division.
• Developing others: We are seeking an individual with extensive financial services experience to share with their team of CFP or CFA investment professionals.
• Managing change: The Senior Regional Manager will establish strategies and design plans to ensure that asset and service targets are met.
• Managing performance: Part of this role includes monitoring client interactions and coaching to improve service and advice quality. You will coach daily planning and execution that is being provided to SWAI clients, including performing the compliance and administrative tasks inherent in our industry.We place a premium on high performance, quality service, and the ability to execute the Schwab strategy. Essential skills include:
  • CFP designation, CFA designation, or a Master's Degree in Personal Financial Planning required (may consider a 24-month condition of employment)
  • Bachelor's Degree required
  • Active and valid FINRA Series 7 license required
  • Active and valid FINRA 66 license required (may consider a 120-day COE)
  • Active and valid FINRA 9/10 required (may consider a 120-day COE)
  • Five plus years' experience in the financial services industry
  • Minimum of 2 years supervisory experience strongly preferredIn addition to the salary range, this role is also eligible for bonus or incentive opportunities.
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Keywords: Charles Schwab Corporation, Sanford , Sr. Regional Manager, Schwab Wealth Advisory, Executive , Orlando, Florida